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Market Makers
Market Makers
The following firms are believed to presently make a market in UMB Financial Corporation stock on the NASDAQGS
Company Phone Address
A.G. Edwards, Inc. (314) 955-3000 One North Jefferson Avenue
Saint Louis, MO 63103
Citi Order Routing and Execution, LLC (843) 789-2026 11 eWall Street
Suite 103
Mount Pleasant, SC 29464
B-Trade Services LLC (212) 448-5690 1633 Broadway
48th Floor
New York, NY 10019
Mint Brokers (212) 610-2281 One Seaport Plaza
19th Floor
New York, NY 10038
Citadel Securities LLC (312) 395-2100 131 South Dearborn Street
32nd Floor
Chicago, IL 60603
Citigroup Global Markets Holdings Inc. (212) 559-1000 388 Greenwich Street
38th Floor
New York, NY 10013
G1 Execution Services, LLC (484) 562-1253 175 West Jackson Boulevard
Suite 1700
Chicago, IL 60604
Macquarie USA, LLC (212) 687-1105 125 West 55th Street
Fifth Floor
New York, NY 10019
B. Riley Securities, Inc. (310) 966-1444 11100 Santa Monica Boulevard
Suite 800
Los Angeles, CA 90025
FHN Financial Securities Corp. (901) 435-8080 845 Crossover Lane
Suite 150
Memphis, TN 38117
FTN Equity Capital Markets Corp. (216) 592-1700 1301 East Ninth Street
Suite 3232
Cleveland, OH 44114
Goldman Sachs & Co. LLC (212) 902-1000 200 West Street
29th Floor
New York, NY 10282
Keefe, Bruyette & Woods, Inc. (212) 887-7777 The Equitable Building
787 Seventh Avenue, Fourth Floor
New York, NY 10019
Knight Capital Americas, L.P. (201) 222-9400 545 Washington Boulevard
Jersey City, NJ 07310
Lehman Brothers Inc. (646) 348-7100 100 Wall Street
17th Floor
New York, NY 10005
Merrill Lynch, Pierce, Fenner & Smith Incorporated (800) 637-7455 One Bryant Park
New York, NY 10036
Morgan Stanley & Co. LLC (212) 761-4000 1585 Broadway Avenue
New York, NY 10036
Pershing LLC (201) 413-2000 One Pershing Plaza
Jersey City, NJ 07399
Prudential Equity Group, LLC (212) 778-6053 One New York Plaza
15th Floor
New York, NY 10292
Sandler O'Neill & Partners, L.P. (212) 466-7800 1251 Avenue of the Americas
Sixth Floor
New York, NY 10020
Sterne, Agee & Leach, Inc. (205) 949-3500 Two Perimeter Park, South
Suite 100W
Birmingham, AL 35243
Stifel, Nicolaus & Company, Incorporated (314) 342-2000 501 North Broadway
Saint Louis, MO 63102
SAL Equity Trading, GP (484) 562-1253 401 City Line Avenue
Suite 220
Bala Cynwyd, PA 19004
UBS Securities LLC (212) 719-2000 1285 Avenue of the Americas
New York, NY 10019
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