Legal entity name of the transfer agent and registrar

Computershare Trust Company, N.A.

For DWAC instructions provided to brokers

FAST Transfer Agent number - 50150

For standard US postal mail for investors

Computershare Trust Company, N.A.
P.O. Box 43006
Providence, RI 02940-3006

For overnight/express delivery for investors

Computershare Trust Company, N.A.
150 Royall Street, Suite 101
Canton, MA 02021

Telephone and Fax for investors and all types of shareholder plans

Toll free within US and Canada +1 800 884 4225
Telephone from outside US and Canada +1 781 575 4706

Website

http://www.computershare.com

eMail enquiry address for investors

web.queries@computershare.com

Questions about the conversion of HTLF stock

UMB Financial (UMBF) acquired Heartland Financial (HTLF) on Friday, January 31, 2025. Both the common and preferred shares of HTLF discontinued trading when the market opened on Monday, February 3, 2025.

Common stock:

Shares of HTLF stock were converted to UMBF shares at a ratio of 0.55 share of UMBF for each 1 share of HTLF.

  • Any shares held directly with HTLF in an account at Broadridge, which was HTLF’s transfer agent and registrar, were transferred to an account with Computershare, UMB’s transfer agent and registrar. Contact information for Computershare is below. Anyone who has physical stock certificate(s) should contact Computershare for instructions on conversion.

  • For shareholders with stock in a brokerage account, i.e. Fidelity, Charles Schwab, Merrill Lynch, etc., the shares were converted within the same account and will show in that account. Questions should be directed to the brokerage firm or investment advisor they work with.

Preferred stock:

Shares of HTLF.P were converted to an equal number of shares of UMBF.P preferred stock. These shares have the same interest rate, payment dates and call features as the original HTLF preferred shares.

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